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Approved Reporting Mechanism

• Can you describe the processes and systems that you use to achieve and evidence best execution?

• Can you extend your counterparty list to include specific brokers?

• CSA

• Do you provide market colour ?

• Do you provide regular Best Execution reports to your clients? Are these produced in-house or using an external provider?

• Do you support the matching and settlement of trades that you execute?

• FIX

• How do clients communicate orders to you?

• How do you charge for your services?

• MiFID

• ORT

• OTF

• PMS

• RPA

• RTS 28

• SFT

• SSI

• STP

• TCA

• TR

• What is the typical implementation and client onboarding process?

• What is your issue reporting process in the event of an error?

• What types of specific risks are considered in the securities financing transaction business?

• What differentiates us ?